Compliance Built-In,
Not Bolted-On.
In today's regulatory climate, manual oversight is no longer an option. Durga Analytics provides a natively integrated compliance engine that monitors trade limits, enforces segregation of duties, and ensures data integrity in real-time—protecting your firm from both operational risk and regulatory penalties.
Institutional-Grade Controls
Segregation of Duties
Robust RBAC (Role-Based Access Control) ensures that those who execute trades cannot authorize payments or modify market prices.
Real-Time Limits
Monitor trader, desk, and counterparty limits instantly. Block trades that violate pre-set volumetric or financial thresholds.
KYC Integration
Streamline counterparty vetting with integrated KYC workflows. Track LEIs, credit ratings, and parent-child relationships automatically.
Surveillance Tools
Identify potential market abuse (wash trades, spoofing) with built-in pattern recognition and alerting engines.
Global Reporting Coverage
We eliminate the stress of periodic filings by automating the extraction and formatting of regulatory data. Our templates are updated in real-time as regulators evolve their standards.
The "Checklist" to Compliance
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Data Immutability
Once a trade is confirmed, all changes are tracked in a secure, write-once audit log that meets SEC and ESMA standards.
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Automated Validations
Pre-deal checks verify credit availability and limit headroom before the trade is even committed.
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Secure Data Sovereignty
Choose your data hosting region (North America, EU, Asia) to comply with local data privacy and sovereignty laws.
Trade with Confidence
Stop worrying about the next audit and start focusing on the next trade.
Request Compliance Overview